Übersetzungen für „registered representative“ im Englisch » Deutsch-Wörterbuch

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registered representative SUBST FINMKT

Fachwortschatz

registered representative

vereidigte(r) Börsenmakler(in) m (f)

Einsprachige Beispiele (nicht von der PONS Redaktion geprüft)

Englisch

It is a violation of securities regulations for a registered representative to distribute a green sheet outside their dealer firm.

en.wikipedia.org

A registered representative and their clients rarely read a prospectus.

en.wikipedia.org

They describe the basic terms of the offering that are of the most important to a registered representative such as: sales concession, investment merits, and risks.

en.wikipedia.org

He was not a registered representative with any securities exchange.

en.wikipedia.org

This enables the company to distribute its variable products through independent registered representatives, registered investment advisors, banks, and wire houses.

en.wikipedia.org